Broker dealer located in Chicago looking to bring on board a “Executive Director – FCM Compliance Advisory” to join their team. This role is currently in a hybrid schedule (3 days in office / week).Responsibilities:Support the Head of FCM Compliance by providing Compliance Advisory services to FCM (futures commission merchant) business line.Complete or assist in completing US FCM related regulatory inquiries.Complete or assist in completing US FCM BCAC guidance for management review.Collaborate to ensure Compliance Calendar deadlines are achieved.Create or assist in development of US FCM Policies and Procedures and Written Supervisory Procedures.Field FCM Business Questions.Support the Desk Heads with FCM related compliance matters.Ensuring compliance with the company’s regulatory requirements under the SEC, FINRA, NFA, CFTC and other applicable exchanges.Adhere to the operational risk framework for your role ensuring that all regulatory or company determined parameters are complied with.Role model for demonstrating highest level standards of integrity and conduct and reflecting Company Values.At all times complying with Code of Conduct.To ensure that you are fully aware of and adhere to internal policies that relate to you, your role or any other activities for which you have any level of responsibility.To report any breaches of policy to Compliance and/ or your supervisor as required.To escalate risk events immediately.To provide input to risk management processes, as required.
Job Description Job Description A Metal Shop in Paterson, NJ is looking for a Sheet Metal Helper experienced on Power Brake, Power Shear and general fabricating, must be able to read a ruler. Please contact (***) ***-****
A remote work company located in the United States is looking for individuals to fill part-time data entry positions. Responsibilities include email management, answering calls, and supporting the growth of a small business. Ideal candidates will have excellent communication...
...as fiberglass, foam board, or mineral wool Strong mechanical knowledge including understanding of HVAC systems, piping layouts, roofing assemblies, drywall finishing, plastering, caulking, trim carpentry, stucco application, metal stud framing, concrete finishing, masonry...
...Job Description Job Description We are actively hiring talented Licensed Clinical Psychologists in Washington who are passionate about patient care and committed to clinical excellence. Please apply now or contact me directly: Bobby Norman Director,...
Job DescriptionTimmons Group is seeking a Civil Project Manager/Senior Civil Project Manager - Traffic Analysis candidate for our TrafficGroup located in our Raleigh, NC office.Essential Duties and Responsibilities of a successful candidate include but are not limited...